| |
| Policy
#: |
1005 |
| Subject: |
Policy
on Workplace Harassment |
| Group: |
Institutional |
| Approved
by: |
The
President |
| Approval
date: |
November
1 , 2011 |
| Effective
date: |
November
1, 2011 |
| Revised: |
April
1, 2012 |
| Administered
by: |
Director,
Human Resources |
|
| 1.
SCOPE |
| This
policy is applicable to all employees of Mount Allison University and
relates to their interactions with other employees in the workplace.
In the case of sexual harassment, the University’s separate policy
and procedures governing sexual harassment, rather than this Workplace
Harassment Policy, will apply. The University’s Sexual
Harassment Policy may be found at http://www.mta.ca/administration/vp/policies/1003.htm.
|
| |
| 2.
DEFINITIONS |
|
| Workplace
Harassment |
| |
| For
the purposes of this policy, |
| a) |
insofar as an employee who alleges harassment and who is represented
by the Mount Allison Faculty Association is concerned, workplace harassment
is workplace harassment as defined in the applicable collective agreement, |
| |
|
| b) |
insofar
as an employee who alleges harassment and who is represented either
by CUPE Local 2338 or CUPE Local 3433 is concerned, workplace harassment
is personal harassment as defined in the applicable collective agreement,
and |
| |
|
| c) |
insofar
as all other employees who allege harassment are concerned, workplace
harassment is either personal harassment or abuse of authority as
defined below. |
|
| |
Personal
harassment means any objectionable conduct, comment or display that is
known or ought reasonably to be known to be offensive to an employee whether
it occurs once or on a number of occasions.
There are many reasons
why personal harassment can occur including but not limited to past personal
issues, jealously, gender identity and those discriminatory grounds covered
under the New Brunswick Human Rights Code as referenced in the following
paragraph. Though personal harassment may not occur for an identifiable
reason, it is not justifiable for any reason.
Personal
harassment may in some cases be discrimination on the grounds covered
under the New Brunswick Human Rights Code, as may be amended from time
to time. As of the date of this policy, these grounds are: race, color,
religion, national origin, ancestry, place of origin, age, physical disability,
mental disability, marital status, sexual orientation, sex, family status,
social condition, political belief or political activity.
Abuse of authority occurs where an individual improperly uses the power
and authority in a position to adversely affect an employee. Examples
of abuse of authority include but are not limited to such acts as public
embarrassment, intimidation, threats, blackmail or coercion. The proper
exercise of administrative or managerial authority is not an abuse of
authority. |
| |
| Complainant |
| A
complainant is an employee who makes a written complaint under Section 5.1
below that he or she has been the victim of workplace harassment. |
| |
| Respondent |
| A
respondent is an employee against whom a written complaint of workplace
harassment has been made as provided for in Section 5.1 below. |
| |
| 3.
POLICY STATEMENTS |
| |
| 3.1.1 |
Mount
Allison University is committed to providing a work environment in
which all employees are treated with dignity and respect by other
employees. |
| |
|
| 3.1.2 |
Workplace
harassment will not be tolerated. Where there is reason to believe
that such harassment has occurred, an investigation will be conducted
whether there has been a complaint or not. When an investigation finds
that such harassment has occurred, appropriate corrective action will
be taken. |
| |
|
| 3.1.3 |
The
University respects the rights of all employees to seek remedies through
other means such as grievances, human rights complaints, complaints
to the police, and civil suits, whether the remedies provided by this
policy are sought or not. |
| |
|
| 3.1.4 |
An employee
will be given the opportunity to reply to any complaint made against
him or her under this policy before any decision adverse to the employee’s
interest is reached on the complaint. |
| |
|
| 3.1.5 |
The
privacy of complainants and respondents will be respected and therefore
all persons involved in a harassment complaint are expected to maintain
confidentiality. |
| |
|
| 3.1.6 |
Any
employee who makes a frivolous or vexatious complaint or a complaint
in bad faith, or who knowingly provides false information in the course
of the investigation of a complaint, will be subject to discipline. |
| |
|
| 3.1.7 |
Any
employee who retaliates or threatens to retaliate against any person
involved in a complaint process will be subject to discipline. |
| |
|
| 3.1.8 |
Complainants,
respondents or witnesses are entitled to support or assistance from
another University employee of their choice during any of the processes
under this policy. |
|
| |
| 3.2
Deans and Directors |
| 3.2.1 |
Responsibilities |
| |
Deans
and Directors are responsible for ensuring that there is no workplace
harassment in their departments and, if there is such harassment,
for taking the necessary steps to eliminate that harassment. |
| |
|
| 3.2.2 |
Informing
Deans and Directors |
| |
Employees
who believe that they are being harassed in violation of this policy
must inform the Dean or Director responsible for their area or, if
the Dean or Director is alleged to be the harasser, the supervisor
of the Dean or Director, before the matter can be referred to mediation
or before a formal complaint can be made under this policy. The Human
Resources Consultant may also be approached for advice and assistance.
|
|
|
| 4.
INFORMAL COMPLAINT RESOLUTION |
| |
| 4.1
Informal Resolution – Direct Approach |
| |
| Where
he or she is comfortable in doing so, either alone or with the support of
another employee, an employee who believes he or she has been harassed in
violation of this policy is encouraged to communicate directly with the
other employee or employees, firmly and respectfully letting them know that
their behavior has caused offence, is unwelcome and should not be repeated.
|
| |
| 4.2
Informal Resolution – Mediation |
| |
| Where
he or she is not comfortable in making a direct approach, or if a direct
approach does not produce a satisfactory result, an employee may seek a
resolution through mediation, without filing a formal written complaint,
as follows: |
| |
| a) |
After
having informed the Dean or Director as required under Section 3.2.2,
the employee shall meet with the Human Resources Consultant within
four (4) weeks from the time of the most recent incident of alleged
workplace harassment to request mediation. The Human Resources Consultant
shall obtain details of the alleged workplace harassment, including
dates, times, places and names of the person(s) involved. |
| |
|
| b) |
Within
two (2) working days from the date of the meeting with the employee
alleging workplace harassment, the Human Resources Consultant shall
inform the alleged harasser of the allegations and shall provide the
alleged harasser with a copy of this policy. |
| |
|
| c) |
Within
five (5) working days of informing the alleged harasser of the allegations
and the request for mediation, the Human Resources Consultant shall
contact the alleged harasser to see whether he or she agrees to mediation. |
| |
|
| d) |
If the
alleged harasser agrees to mediation, the Human Resources Consultant
shall promptly consult with the parties on the choice of a mediator.
The mediator must be independent of both parties. An alleged harasser’s
agreement to participate in mediation is not an admission of wrongdoing
for the purposes of this policy. |
| |
|
| e) |
The
mediation process shall be concluded within ten (10) working days
of the appointment of a mediator unless both parties agree to extend
this period of time. |
| |
|
| f) |
Either
party may stop the process at any time by providing written notice
to the Human Resources Consultant. |
|
| |
| The
work of the mediator is confidential and if a resolution is achieved a written
copy of the confidential resolution will be signed by the two parties. A
copy will be provided to the Human Resources Consultant. There will otherwise
be no formal record created with regard to the mediation process under this
policy. |
|
| 5.
FORMAL COMPLAINT RESOLUTION |
| |
| 5.1
Filing a Complaint |
| |
| An
employee who alleges workplace harassment may file a formal complaint as
follows: |
| |
| a) |
The
complaint must be filed within three (3) months from the time of the
most recent incident of alleged workplace harassment. |
| |
|
| b) |
The
complaint must be in writing, must be signed and must include details
of the alleged workplace harassment, including dates, times, places
and names of the employee(s) involved. |
| |
|
| c) |
The
complaint shall be filed with the complainant’s Dean or Director
with a copy to the complainant’s Vice-President and the Human
Resources Consultant. |
| |
|
| d) |
Within
two (2) working days from the date of receipt of the complaint, the
Human Resources Consultant shall inform the respondent of the allegations
and shall provide the respondent with copies of the complaint and
this policy. If the respondent is a person in an area for which another
Dean or Director is responsible, then the Human Resources Consultant
shall provide a copy of the complaint to the other Dean or Director. |
| |
|
| e) |
By mutual
agreement of the complainant and respondent, the mediation process
set out in Section 4 above may be used in an attempt to resolve the
matter. |
| |
|
| f) |
The
respondent has the right but is not required to respond in writing
to the complaint. The response, if any, shall be sent to the Human
Resources Consultant who will provide a copy to the complainant and
to the complainant’s Dean or Director. |
| |
|
| g) |
If no
response is received from the respondent within five (5) working days
of being informed of the complaint, the matter will proceed to the
investigation stage. |
|
| |
| 5.2
Investigating a Complaint |
| |
| There
will be no investigation of a complaint filed under Section 5.1 if the complainant’s
Dean or Director, after an initial review of the complaint and consultation
with the complainant’s Vice-President and the Human Resources Consultant,
determines that a complaint is more appropriately handled under another
University policy; that a complaint is not covered by this policy; that
a complaint is trivial, frivolous, vexatious, or made in bad faith; or that
the time had expired for filing a complaint. In these cases the Dean or
Director will advise the complainant and respondent in writing of the decision
not to conduct an investigation and the reasons for the decision. |
| |
| Otherwise,
the following steps shall be taken: |
| a) |
After
consultation with the Human Resources Consultant, the Dean or Director
shall expeditiously initiate an investigation of the complaint. Depending
on the circumstances, the complaint will be investigated by the Dean
or Director, another employee appointed by the Dean or Director or
a person from outside the University appointed by the Dean or Director. |
| |
|
| b) |
The
investigator shall collect and assess the facts with respect to the
allegation(s). The investigation will involve but will not necessarily
be limited to interviews with both the complainant and respondent,
interviews with any witnesses and documentation of the evidence gathered. |
| |
|
| c) |
There
is an obligation on members of the University community to cooperate
in the investigation of a complaint. |
| |
|
| d) |
Where
the investigator is a person other than the Dean or Director, the
investigator shall normally report in writing his or her findings
to the Dean or Director no later than four (4) weeks from the date
the investigation commenced. The report, in addition to a summary
of the facts gathered and the process used to gather the information,
will include a clear statement as to whether, in the investigator’s
opinion: |
| |
|
| |
i) the
allegations in the complaint are substantiated; and/or
ii) there is sufficient evidence on which to base a finding; and/or
iii) any behaviour constituted workplace harassment. |
| |
|
| |
The
investigator will not make specific disciplinary recommendations but
may include recommendations for remedial actions that, in the investigator’s
opinion, will assist in addressing the situation. |
| |
|
| e) |
The
complainant and respondent shall both be provided, in confidence,
a copy of the report. |
|
| |
| 5.3
Disposition of an Investigated Complaint |
| Within
ten (10) working days after either investigating a complaint or receiving
an investigator’s report, the Dean or Director shall decide, when
workplace harassment is found to have occurred, what corrective action consistent
with any University regulation or applicable collective agreement is warranted.
The complainant and the respondent shall be informed in writing of the decision
taken and the action taken.
The decision of the Dean or Director may be appealed by
either party to the complainant’s Vice-President.
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| As
a pdf |
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