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Chemistry 2131:
Organic Chemistry for the Life Sciences (3)

Effects of Substituents on Aromatic Substitution


1. Directing Effects of Substituents on Benzene:

Substituent groupNameDirecting effectActivating/deactivating
-NH2, -NR2aminoo,p+
-OHhydroxyo,p+
-ORalkoxyo,p+
-NHCORacylaminoo,p+
-OCORacyloxyo,p+
-Ralkylo,p+
-F, -Cl, -Br, -Ihalogenso,p-
-COOH, -COOR, -CONH2carboxy-m-
-CORacylm-
-SO3Hsulfonylm-
-CNcyanom-
-NO2nitrom-

  • why does this happen? The directing effect arises because the initial addition event becomes favoured at specific carbon atoms. In the unsubstituted case the carbons are all in competition with each other equally. Once a substitution has occurred that is no longer true.
  • we'll start by looking at the orhto, para-directors. All of the ortho, para directors except the alkyl group have at least one lone pair on the atom attached to the ring.
  • to explore what effect this has on the substitution reaction let's look at the example of methoxybenzene (also called anisole). Let's use the general example for the electrophile E+. Draw the initial intermediates following ortho, meta and para attack. Next draw the contributing resonance structures for the intermediate.
  • for the meta attack there are three possible resonance structures. For the ortho and para attacks there is an additional resonance form possible from the contribution of one of the lone pairs on oxygen.
  • in other words, for the meta attack the carbocation is never on the substituted carbon, therefore the lone pair on the oxygen can't contribute to resonance stabilization.
  • since the rate limiting step in many of these electrophilic aromatic substitution reactions is the formation of the carbocation intermediate, then it is logical that the formation of a more stable carbocation is favoured. This is reminiscent of Markovnikov's Rule.
  • in support of this is Hammond's postulate. The postulate basically says that the more stable carbocation should be formed more rapidly.
  • to extend this, the products most likely to be formed are those that correspond to the more rapidly formed, the more stable carbocations
  • so, groups in which the atom directly attached to the aromatic ring has at least one unshared electron pair are ortho, para directors.
  • this explanation doesn't explain the ortho, para directing effect of alkyl groups. This is however a simple matter, since one of the carbocation resonance structures following ortho or para attack is a tertiary carbocation, therefore more stable than the other secondary carbocations
  • let's move on to the meta directors. These groups are all electronegative groups. The atom attached to the ring is either electronegative (but without a lone pair) or electron deficient.
  • the nitro group is a potent example. Let's look at the addition of an electrophile to nitrobenzene in the ortho, meta and para positions. All three additions give rise to only three resonance structures. The difference here is that one of these is much less stable than the others. When the positive charge sits on the substituted carbon there are two positive charges on neighbouring atoms. The repulsion makes this resonance structure less favourable than the others.
  • not all meta-directors have a full positive charge, but they are all electron deficient
  • so, the meta-directing effect is more of a negative contribution than further substitution as seen for the ortho, para directors.

    2. Activating and Deactivating Effects of Substituents: